Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. 8 a.m. 5 p.m. GMT CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. He began his career in the Jackson, Mississippi office of Arthur Andersen. Senior Executive Vice President Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Logan M. Pichel All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Prior to that role he was Head of Strategic and Corporate planning. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . All Rights Reserved. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Design a human-centric compliance culture. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Senior Executive Vice President To ensure the most secure and best overall experience on our website, we recommend the latest versions of. All Rights Reserved. Bank compliance officers evaluate policies/procedures and ensure they . He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Senior Executive Vice President Chief Administrative and Human Resources Officer. and Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Member FDIC. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Executive Vice President President and Chief Executive Officer of Regions Financial Corporation. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Advisory Services are offered through Cetera Investment Advisers LLC. Nix commits much of his time to community engagement and professional organizations. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Chief Financial Officer. Nolan joined Regions in 1989. Executive Vice President Use this one-page template to communicate your strategy with internal business partners. Prior to that, Danella led Private Wealth Management. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. You should consult privacy disclosures at the linked website for further information. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. She joined Regions in 2003 to lead Consumer Credit Risk. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Deron Smithy serves as Regions Treasurer. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Smith began his banking career at Deposit Guaranty as a management trainee. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Hope Dmuchowski Chief Financial Officer. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. About Regions Financial Corporation Ritter is a member of Regions Executive Leadership Team. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. He joined Assurant as senior vice president of Information Technology. Fill out the form to connect with a representative and learn more. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Executive Vice President FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Gartner Terms of Use 2023Gartner, Inc. and/or its affiliates. CCOs must monitor and respond to changes in compliance risks. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Executive Vice President Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Senior Executive Vice President Regions News on Twitter: @RegionsNews. Regions Investment Solutions is a marketing name of Cetera Investment Services. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. He is a alumnus of the Graduate School of Banking at Louisiana State University. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. She also serves as vice president and program chair. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Mehlman received her bachelors degree from Cornell University. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. John Turner is president and chief executive officer of Regions Financial Corporation. Brett D. Couch Chief Financial Officer. He is a member of the Executive Leadership Team. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Regions Investment Solutions is a marketing name of Cetera Investment Services. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. A bank executive develops a new product, maybe a fee-generation concept. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. ET Danella earned a bachelors degree in Economics and English from Vanderbilt. Meet Andrew Nix. Senior Executive Vice President He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Chief Enterprise Operations and Technology Officer. David J. Turner, Jr. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Head of Corporate Responsibility and Community Engagement. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Evaluate current compliance program activities and gauge their effectiveness and impact. She currently holds Series 79, Series 63 and Series 24 licenses. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. 8 a.m. 7 p.m. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. C. Ward Cheatham He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 David Popwell President, Specialty Banking . Senior Executive Vice President Head - Financial Risk. He is a member of the Regions Executive Leadership Team. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Fournier J. Gale, III John M. Turner, Jr. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Head of Corporate Banking Group. He is a member of Regions Executive Leadership Team. President and Chief Executive Officer of Regions Financial Corporation. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Senior Executive Vice President Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Executive Vice President Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. and February 9, 2021. Most recently, Danella served as Head of Private Wealth Management. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. By Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Senior Executive Vice President Kate R. Danella Senior Executive Vice President His primary focus was financial institutions. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Chief Legal Officer and Corporate Secretary. He was named president in December 2017. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Senior Executive Vice President Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Average salary for Santander Chief Compliance Officer in Braunton: 45,828. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Monday through Friday. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Paul, Seattle, and Portland. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Commercial Banking includes clients with revenues between $1MM and $250MM. Chief Data and Analytics Officer. Senior Executive Vice President He is also a member of the Southeastern Council of Foundations. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Gartner helps compliance officers transition confidently andsucceed faster. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Additional information about Regions and its full line of products and services can be found at www.regions.com. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO.